Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher Philpot is a financial advisor with over 17 years of experience in the industry. Kristopher is currently registered with Osaic Wealth, Inc. in Charlotte, North Carolina. Previously, Kristopher was employed with firms such as TRIAD ADVISORS LLC, KESTRA INVESTMENT SERVICES, LLC and Lincoln Financial Advisors Corporation, among others. Kristopher specializes in providing financial planning, pension consulting, and educational seminars to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
08/23/2024 - Present
Osaic Wealth, Inc. (Charlotte NC)
NC
03/31/2022 - 08/23/2024
TRIAD ADVISORS LLC (Charlotte NC)
NC
03/24/2016 - 03/31/2022
KESTRA INVESTMENT SERVICES, LLC (CHARLOTTE NC)
TX
06/07/2012 - 08/25/2015
LINCOLN FINANCIAL ADVISORS CORPORATION (DALLAS TX)
NC
10/23/2008 - 01/03/2012
CLARK SECURITIES, INC. (GREENSBORO NC)
TX
08/02/2007 - 06/10/2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
01/27/2006 - 07/06/2007
TD AMERITRADE, INC. (FORT WORTH TX)
NE
12/09/2005 - 01/31/2006
AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 02/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2007
Series 4 - Registered Options Principal Examination
BC
Issued 12/04/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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