Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher Lu is a financial advisor at Charles Schwab & CO., Inc. Kristopher Lu has been in the industry for 4 years and holds the Series 7TO and SIE licenses. The advisor is registered with FINRA and is currently active in California. Kristopher Lu is also a licensed agent in California. The advisor has worked at several financial institutions including JP MORGAN SECURITIES, LLC, JP MORGAN CHASE BANK, N.A., HSBC BANK, CITI BANK, US BANK and Charles Schwab Bank, SSB. The advisor's current employer, Charles Schwab & CO., Inc., is a large firm with a diversified client base, providing financial planning and advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
10/25/2024 - Present
Charles Schwab & CO., Inc. (Brea CA)
BC
Issued 08/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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