Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher J Burnham has been a registered representative for over 19 years. Burnham is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Burnham has passed the Series 7, Series 9, Series 10, Series 24 and Series 66 exams. Prior to Merrill Lynch, Pierce, Fenner & Smith Inc., Burnham was employed by LPL FINANCIAL LLC, UBS FINANCIAL SERVICES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., NATIONWIDE INVESTMENT SERVICES CORPORATION, and AXA ADVISORS, LLC. Burnham is currently registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/23/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NC
05/02/2011 - 05/22/2013
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
12/23/2009 - 04/29/2011
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
10/23/2009 - 12/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
04/06/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
03/09/2009 - 04/03/2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
12/15/2006 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
09/14/2005 - 12/11/2006
NATIONWIDE INVESTMENT SERVICES CORPORATION (TROY NY)
NY
05/24/2004 - 05/11/2005
AXA ADVISORS, LLC (NEW YORK NY)
IA
Issued 03/17/2010
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/15/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/23/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/18/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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