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Kristopher David Coker

Cetera Investment Services LLC

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About Kristopher David Coker

Kristopher Coker is a financial advisor at Cetera Investment Services LLC, a firm based in Denver, CO. Kristopher has been in the industry for over three years. Kristopher holds the Series 6, Series 7, and SIE licenses.

Firm Information

Kristopher Coker is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristopher Coker’s Registration & Firm History

CO

01/27/2020 - Present

Cetera Investment Services LLC (DENVER CO)

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Licenses & Designations

BC

Issued 02/23/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/27/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/06/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristopher David Coker.
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