Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher Cerciello is an active broker and investment advisor representative, licensed in 53 states and registered with J.p. Morgan Securities LLC since October 2012. Kristopher has been in the financial services industry for over 18 years, holding previous positions with Chase Investment Services Corp, Citigroup Global Markets Inc., TD Ameritrade, Inc, Gunnallen Financial, Inc and Cantella & Co., Inc. Kristopher holds Series 63, 66, 7, 9, 10, 24, 51, 52TO and SIE licenses and has expertise in a range of investment services, including portfolio management, financial planning and selection of other advisors. Kristopher is available to work with a range of client types including high-net-worth individuals, corporations, businesses, insurance companies, labor unions, charitable organizations, pension and profit-sharing plans and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/11/2014 - Present
J.p. Morgan Securities LLC (Mineola NY)
NY
09/28/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CARLE PLACE NY)
NY
08/11/2006 - 09/25/2009
CITIGROUP GLOBAL MARKETS INC. (FLORAL PARK NY)
NY
03/09/2006 - 07/27/2006
TD AMERITRADE, INC. (GARDEN CITY NY)
FL
02/28/2005 - 09/30/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
MA
10/15/2004 - 02/22/2005
CANTELLA & CO., INC. (MALDEN MA)
BOTH
Issued 08/11/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/08/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/08/2011
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/31/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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