Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher Cawthon is an Investment Advisor Representative at Newedge Advisors. Kristopher has been in the financial industry for over 19 years and has a broad range of experience in financial planning, portfolio management and pension consulting. Kristopher currently provides investment advisory services through NewEdge Advisors, LLC, doing business as Fortis Wealth Advisors, LLC. Before joining Newedge Advisors, Kristopher was an employee of JPMorgan Chase Bank and JPMorgan Securities, where he provided financial services to clients. Kristopher holds a Series 66, Series 7, Series 9, and Series 31 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/07/2024 - Present
Newedge Advisors (Dallas TX)
TX
08/12/2013 - 06/14/2024
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
02/01/2006 - 08/01/2012
CHASE INVESTMENT SERVICES CORP. (GARLAND TX)
NY
02/03/2005 - 01/03/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/19/2004 - 11/24/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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