Unclaimed
Kristopher Behm is a financial professional based in Covington, KY. Kristopher is currently registered with Investment Distributors, Inc., and has been in the industry since 2009. Kristopher has a background in financial services, having previously worked with Clarendon Insurance Agency, Inc., Prudential Annuities Distributors, Inc, Lincoln Financial Distributors, Inc., and SunTrust Investment Services, Inc. Kristopher has passed the Series 6, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
05/17/2024 - Present
Investment Distributors, Inc. (Covington KY)
MA
03/02/2021 - 05/13/2024
CLARENDON INSURANCE AGENCY, INC. (WALTHAM MA)
PA
06/17/2014 - 12/21/2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)
PA
07/20/2011 - 10/02/2013
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
MD
07/01/2010 - 07/05/2011
SUNTRUST INVESTMENT SERVICES, INC. (ROCKVILLE MD)
PA
07/11/2008 - 06/02/2010
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
IA
Issued 08/24/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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