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Kristopher Behm

Investment Distributors, Inc.

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About Kristopher Behm

Kristopher Behm is a financial professional based in Covington, KY. Kristopher is currently registered with Investment Distributors, Inc., and has been in the industry since 2009. Kristopher has a background in financial services, having previously worked with Clarendon Insurance Agency, Inc., Prudential Annuities Distributors, Inc, Lincoln Financial Distributors, Inc., and SunTrust Investment Services, Inc. Kristopher has passed the Series 6, Series 63, and SIE exams.

Firm Information

Kristopher Behm is currently registered with Investment Distributors, Inc.. Investment Distributors, Inc. is a corporation that was formed on August 30, 1993. It is registered with the SEC and in all 50 states, as well as the District of Columbia. The firm has reported one regulatory event.

Not reported

Assets Under Management

Not reported

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristopher Behm’s Registration & Firm History

KY

05/17/2024 - Present

Investment Distributors, Inc. (Covington KY)

MA

03/02/2021 - 05/13/2024

CLARENDON INSURANCE AGENCY, INC. (WALTHAM MA)

PA

06/17/2014 - 12/21/2020

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)

PA

07/20/2011 - 10/02/2013

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

MD

07/01/2010 - 07/05/2011

SUNTRUST INVESTMENT SERVICES, INC. (ROCKVILLE MD)

PA

07/11/2008 - 06/02/2010

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

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Licenses & Designations

IA

Issued 08/24/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/25/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristopher Behm.
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