Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher Smith is a financial advisor who has been in the industry for over 20 years. Kristopher is currently registered with Cetera Investment Advisers LLC and has been since June 2023. Kristopher was previously registered with FIRST FINANCIAL EQUITY CORPORATION and UBS FINANCIAL SERVICES INC.. Kristopher has a Series 66, Series 7 and SIE license and is registered in 13 states, including Alaska, Arizona, California, Florida, Georgia, Minnesota, Montana, New Mexico, North Dakota, South Dakota, Washington, and Wisconsin. Kristopher offers various advisory services, including financial planning, portfolio management for businesses and individuals, and pension consulting. Kristopher is also an insurance agent and has been since March 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ND
06/29/2023 - Present
Cetera Investment Advisers LLC (Fargo ND)
ND
06/01/2016 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (Fargo ND)
ND
08/12/2006 - 06/21/2016
UBS FINANCIAL SERVICES INC. (FARGO ND)
ND
02/06/2002 - 08/12/2006
PIPER JAFFRAY & CO. (FARGO ND)
BOTH
Issued 03/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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