Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher Caldwell is a financial advisor with Morgan Stanley & Co. LLC, based in Menlo Park, CA. Kristopher holds the Series 79 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Kristopher has been in the industry since 2011. Before joining Morgan Stanley, Kristopher was previously registered with UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/07/2013 - Present
Morgan Stanley & Co. LLC (Menlo Park CA)
CA
10/17/2011 - 03/06/2013
UBS SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 10/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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