Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher Staples is a financial advisor who has been in the industry since 2000. Kristopher is currently registered with LPL Financial LLC in Inver Grove Heights, MN and has been with the firm since June 2020. Before joining LPL Financial LLC, Kristopher was registered with First Allied Securities, Inc. from July 2012 to June 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MN
06/15/2020 - Present
LPL Financial LLC (INVER GROVE HEIGHTS MN)
MN
07/09/2012 - 06/15/2020
FIRST ALLIED SECURITIES, INC. (INVER GROVE HEIGHTS MN)
MN
07/14/2006 - 07/10/2012
WOODBURY FINANCIAL SERVICES, INC. (WEST ST PAUL MN)
MN
06/01/2005 - 07/19/2006
AXA ADVISORS, LLC (WEST ST PAUL MN)
NY
11/27/2002 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
02/28/2002 - 12/12/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
08/25/2000 - 02/26/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
07/27/2000 - 09/15/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 09/10/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/26/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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