Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher Gilboy is a financial advisor with Rainmaker Securities, LLC. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 3, 7, 24, 56, 57TO, and 63 licenses. Kristopher has over 14 years of experience in the financial services industry. Prior to joining Rainmaker Securities, LLC, Kristopher worked at PEAK6 Capital Management LLC and Ernst & Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
06/11/2019 - Present
Rainmaker Securities, LLC (CORAL GABLES FL)
IL
01/31/2011 - 01/05/2018
PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)
NY
02/27/1995 - 01/22/1998
ERNST & COMPANY (NEW YORK NY)
NY
10/05/1994 - 01/31/1995
ING SECURITIES DERIVATIVES CLEARING (NEW YORK NY)
IA
08/27/1993 - 06/03/1994
DICKINSON & CO. (DES MOINES IA)
BC
Issued 07/02/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 02/01/2019
Series 3 - National Commodity Futures Examination
BC
Issued 01/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2011
Series 7 - General Securities Representative Examination
BC
Issued 07/11/2011
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
F
FINRA
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