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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher Alexander Marlis is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Kristopher has been in the financial industry since November 2010. Kristopher is licensed to provide securities and investment advice in a number of states. Kristopher has a variety of experience working with a range of clients including individuals, corporations and high-net-worth individuals. Kristopher also has experience in providing investment advice for pension plans and charitable organizations. Kristopher previously worked for Wells Fargo Clearing Services, LLC and has been with Merrill Lynch, Pierce, Fenner & Smith Inc. for a number of years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
03/06/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAUKESHA WI)
WI
03/20/2017 - 02/27/2018
WELLS FARGO CLEARING SERVICES, LLC (WAUKESHA WI)
WI
11/03/2010 - 03/10/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAUKESHA WI)
BOTH
Issued 11/15/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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