Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher Heig is a registered Investment Advisor Representative at Ashton Thomas Private Wealth. Kristopher has over 20 years of experience in the financial services industry. Kristopher is a licensed Investment Advisor Representative in Nebraska and has passed the Series 66, Series 7, and Series 63 exams. Prior to joining Ashton Thomas Private Wealth, Kristopher worked at Brinker Capital Securities, LLC and Northern Lights Distributors, LLC. Kristopher is committed to providing his clients with personalized financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Variable product model design and maintenance
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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AZ
05/08/2024 - Present
Ashton Thomas Private Wealth (SCOTTSDALE AZ)
PA
07/01/2022 - 10/04/2023
BRINKER CAPITAL SECURITIES, LLC (BERWYN PA)
NE
04/06/2018 - 12/03/2019
NORTHERN LIGHTS DISTRIBUTORS, LLC (OMAHA NE)
NE
01/19/2017 - 04/02/2018
CETERA ADVISOR NETWORKS LLC (OMAHA NE)
NE
04/22/2006 - 07/02/2015
TD AMERITRADE, INC. (OMAHA NE)
NE
01/04/2001 - 04/22/2006
AMERITRADE, INC. (OMAHA NE)
NE
12/04/2002 - 08/18/2003
ICAPITAL MARKETS LLC (OMAHA NE)
NJ
09/11/2002 - 10/25/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
05/29/1998 - 12/31/2001
AMERITRADE (BELLEVUE NE)
BOTH
Issued 08/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2000
Series 4 - Registered Options Principal Examination
BC
Issued 11/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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