Unclaimed
Kristopher Knight is a financial advisor with LPL Financial LLC, a registered investment advisor, who has been in the financial services industry since October 14, 2013. Knight is registered with the state of Alabama and Louisiana. Knight previously worked for PRUCO SECURITIES, LLC., MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., NEW ENGLAND SECURITIES, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
04/27/2021 - Present
LPL Financial LLC (MOBILE AL)
AL
01/25/2019 - 04/26/2021
PRUCO SECURITIES, LLC. (BIRMINGHAM AL)
AL
03/25/2017 - 09/06/2017
MML INVESTORS SERVICES, LLC (BIRMINGHAM AL)
AL
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
12/03/2013 - 01/02/2015
NEW ENGLAND SECURITIES (BIRMINGHAM AL)
AL
03/29/2012 - 10/03/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)
BOTH
Issued 05/15/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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