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Kristoffer Urbano Nequin

Investment Distributors, Inc.

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About Kristoffer Urbano Nequin

Kristoffer Urbano Nequin is a financial professional with over 12 years of experience in the industry. Kristoffer is currently registered with Investment Distributors, Inc. and has a Series 6, 7, 26, 63 and SIE. Previously Kristoffer was associated with ALLSTATE FINANCIAL SERVICES, LLC, ALLSTATE DISTRIBUTORS, L.L.C., ALFS, INC., and TD WATERHOUSE INVESTOR SERVICES, INC. Kristoffer holds a state exam in the Series 63.

Firm Information

Kristoffer Nequin is currently registered with Investment Distributors, Inc.. Investment Distributors, Inc. is a corporation that was formed on August 30, 1993. It is registered with the SEC and in all 50 states, as well as the District of Columbia. The firm has reported one regulatory event.

Not reported

Assets Under Management

Not reported

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristoffer Nequin’s Registration & Firm History

KY

04/01/2023 - Present

Investment Distributors, Inc. (Covington KY)

NE

01/09/2013 - 08/20/2021

ALLSTATE FINANCIAL SERVICES, LLC (Lincoln NE)

IL

09/19/2011 - 12/31/2012

ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)

IL

12/09/2008 - 09/19/2011

ALFS, INC. (NORTHBROOK IL)

NE

05/23/2001 - 08/15/2001

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 06/19/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/21/2022

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 09/21/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/22/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristoffer Urbano Nequin.
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