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Kristoffer Thomas Roohe

ADP Broker-Dealer, Inc.

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About Kristoffer Thomas Roohe

Kristoffer Thomas Roohe is a financial advisor with ADP Broker-Dealer, Inc. Kristoffer has been in the financial services industry since 2014. Kristoffer is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, Series 63 and SIE licenses. Kristoffer is registered in 52 states and the District of Columbia.

Firm Information

Kristoffer Roohe is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristoffer Roohe’s Registration & Firm History

NJ

07/02/2019 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

NJ

10/10/2014 - 01/15/2018

ADP BROKER-DEALER, INC. (FLORHAM PARK NJ)

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Licenses & Designations

BC

Issued 10/24/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/15/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristoffer Thomas Roohe.
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