Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristofer? Claim Your ProfileKristofer Reddaway is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Kristofer has been in the industry since 2007 and has a wide range of experience working with individuals, businesses and corporations. Kristofer is a registered representative in both California and Texas. Kristofer is also a registered investment advisor in California and Texas, and has earned the Series 7, Series 24, Series 51, and Series 66 licenses. In addition to his experience, Kristofer has been an active member of the financial services industry and has been involved in many community organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/05/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
12/11/2013 - 02/07/2014
NATIONAL PLANNING CORPORATION (LADERA BRANCH CA)
CA
10/08/2012 - 08/21/2013
LPL FINANCIAL LLC (IRVINE CA)
CA
03/08/2012 - 10/09/2012
PRUCO SECURITIES, LLC. (SAN FRANCISCO CA)
CA
05/11/2009 - 10/08/2010
CHASE INVESTMENT SERVICES CORP. (WESTMINSTER CA)
CA
10/10/2007 - 03/26/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN DIEGO CA)
BOTH
Issued 01/13/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2012
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/21/2010
Series 24 - General Securities Principal Examination
BC
Issued 02/15/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/23/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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