Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristofer? Claim Your ProfileKristofer Sztein is a financial advisor who has been in the industry since 2009. Kristofer is currently registered with Ameriprise Financial Services, LLC. Prior to joining Ameriprise Financial Services, LLC, Kristofer has held positions at Comerica Securities, UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Fidelity Brokerage Services LLC, J.P. Morgan Securities LLC and Chase Investment Services Corp.. Kristofer has passed the Series 6, 7 and 66 exams as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
08/21/2023 - Present
Ameriprise Financial Services, LLC (Bloomfield Hills MI)
MI
03/13/2019 - 11/03/2023
COMERICA SECURITIES (BLOOMFIELD HILLS MI)
MI
06/06/2018 - 04/01/2019
UBS FINANCIAL SERVICES INC. (BIRMINGHAM MI)
MI
02/01/2016 - 05/31/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BLOOMFIELD HILLS MI)
AZ
04/02/2015 - 02/03/2016
FIDELITY BROKERAGE SERVICES LLC (SCOTTSDALE AZ)
AZ
10/01/2012 - 04/16/2015
J.P. MORGAN SECURITIES LLC (PHOENIX AZ)
AZ
06/24/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
BOTH
Issued 07/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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