Unclaimed
Kristofer Pettit has been in the financial services industry since 2007. Kristofer is currently registered with Cetera Investment Advisers LLC. Kristofer is also licensed in California, Texas, Arizona, Colorado, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Kentucky, Louisiana, Maryland, Massachusetts, Minnesota, Mississippi, Montana, Nebraska, Nevada, New Hampshire, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Tennessee, Utah, Virginia, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (CAMARILLO CA)
CA
01/21/2015 - 03/11/2020
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
08/17/2012 - 03/11/2020
CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)
CA
04/08/2009 - 03/11/2020
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
04/03/2009 - 03/11/2020
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
02/10/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
09/09/2015 - 11/02/2017
GIRARD SECURITIES, INC. (EL SEGUNDO CA)
CA
02/10/2015 - 12/14/2016
LEGEND EQUITIES CORPORATION (El Segundo CA)
CA
09/09/2015 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (el segundo CA)
CA
02/10/2015 - 11/09/2016
INVESTORS CAPITAL CORP. (EL SEGUNDO CA)
CA
02/10/2015 - 12/23/2015
J.P. TURNER & COMPANY, L.L.C. (El Segundo CA)
CA
04/03/2009 - 08/03/2010
ING FINANCIAL PARTNERS, INC. (EL SEGUNDO CA)
BOTH
Issued 12/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/15/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kristofer Pettit is the right advisor for you? Invested Better is here to help.