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Kristine Shizuko Chan

Franklin Distributors, LLC

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About Kristine Shizuko Chan

Kristine Chan is a financial professional with over 20 years of experience in the financial services industry. Kristine is currently registered with Franklin Distributors, LLC and holds a Series 6, Series 7 and Series 63 license. Kristine has previously been registered with Franklin Templeton Financial Services Corp. and Franklin/Templeton Distributors, Inc.

Firm Information

Kristine Chan is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristine Chan’s Registration & Firm History

CA

07/07/2021 - Present

Franklin Distributors, LLC (San Mateo CA)

CA

09/26/2017 - 07/07/2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)

CA

03/16/2000 - 01/21/2003

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

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Licenses & Designations

BC

Issued 12/20/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2017

Series 7 - General Securities Representative Examination

BC

Issued 03/13/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristine Shizuko Chan.
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