Unclaimed
Kristine Saperstein is a financial professional with over 23 years of experience in the industry. Kristine is currently registered with Foreside Fund Services, LLC and is licensed to provide investment advice in Colorado and New York. Kristine has a broad range of experience in the industry, having previously worked with ALPS Distributors, Inc. and FORESIDE FINANCIAL SERVICES, LLC. Kristine has a strong understanding of investment products and has passed a variety of industry exams including the Series 6, Series 26, Series 63, and SIE. Kristine is committed to providing her clients with the highest level of service and personalized attention.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/25/2022 - Present
Foreside Fund Services, LLC (New York NY)
CO
01/02/2020 - 07/29/2020
FORESIDE FINANCIAL SERVICES, LLC (Denver CO)
CO
05/05/1997 - 05/03/2019
ALPS DISTRIBUTORS, INC. (Denver CO)
BC
Issued 04/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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