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Kristine Mary Saperstein

Foreside Fund Services, LLC

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About Kristine Mary Saperstein

Kristine Saperstein is a financial professional with over 23 years of experience in the industry. Kristine is currently registered with Foreside Fund Services, LLC and is licensed to provide investment advice in Colorado and New York. Kristine has a broad range of experience in the industry, having previously worked with ALPS Distributors, Inc. and FORESIDE FINANCIAL SERVICES, LLC. Kristine has a strong understanding of investment products and has passed a variety of industry exams including the Series 6, Series 26, Series 63, and SIE. Kristine is committed to providing her clients with the highest level of service and personalized attention.

Firm Information

Kristine Saperstein is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristine Saperstein’s Registration & Firm History

NY

04/25/2022 - Present

Foreside Fund Services, LLC (New York NY)

CO

01/02/2020 - 07/29/2020

FORESIDE FINANCIAL SERVICES, LLC (Denver CO)

CO

05/05/1997 - 05/03/2019

ALPS DISTRIBUTORS, INC. (Denver CO)

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Licenses & Designations

BC

Issued 04/30/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/03/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kristine Mary Saperstein. Review regulatory record here.
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