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Kristine Marie Warner

Charles Schwab & CO., Inc.

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About Kristine Marie Warner

Kristine Marie Warner is a financial advisor registered with Charles Schwab & Co., Inc. Warner has been in the financial services industry since August 19, 2002. Warner is licensed to provide investment advice in Illinois.

Firm Information

Kristine Warner is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Kristine Warner’s Registration & Firm History

CA

02/03/2022 - Present

Charles Schwab & CO., Inc. (San Francisco CA)

IL

03/03/2014 - 04/13/2020

GUGGENHEIM FUNDS DISTRIBUTORS, LLC (chicago IL)

IL

04/19/2006 - 03/03/2014

GUGGENHEIM DISTRIBUTORS, LLC (LISLE IL)

IL

10/04/2002 - 03/31/2006

ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)

IL

07/25/2002 - 10/04/2002

AFD, INC. (NORTHBROOK IL)

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Licenses & Designations

IA

Issued 01/07/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/09/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2006

Series 7 - General Securities Representative Examination

BC

Issued 07/23/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kristine Marie Warner.
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