Unclaimed
Kristine Moore is a financial advisor with over 17 years of experience in the financial services industry. Kristine currently works at TIAA-CREF Individual & Institutional Services, LLC, where Kristine is registered as a Registered Representative (RR) and Investment Advisor Representative (IAR). Prior to joining TIAA-CREF, Kristine worked with several other firms including ING Financial Advisors, LLC and National Financial Services Corporation. Kristine is licensed in several states including California, Connecticut, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CT
12/18/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Avon CT)
CT
08/28/2014 - 03/09/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (HAMDEN CT)
CT
09/07/2011 - 07/03/2014
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
01/03/2011 - 08/25/2011
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
CT
05/19/2010 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
NA
08/31/1990 - 05/14/1992
NATIONAL FINANCIAL SERVICES CORPORATION
NA
10/19/1988 - 05/25/1989
FIDELITY BROKERAGE SERVICES, INC.
NA
01/07/1987 - 06/20/1988
FIDELITY BROKERAGE SERVICES, INC.
NA
09/24/1986 - 12/10/1986
FIDELITY DISTRIBUTORS CORPORATION
BOTH
Issued 09/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/23/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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