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Kristine Marie Moore

Tiaa-Cref Individual & Institutional Services, LLC

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About Kristine Marie Moore

Kristine Moore is a financial advisor with over 17 years of experience in the financial services industry. Kristine currently works at TIAA-CREF Individual & Institutional Services, LLC, where Kristine is registered as a Registered Representative (RR) and Investment Advisor Representative (IAR). Prior to joining TIAA-CREF, Kristine worked with several other firms including ING Financial Advisors, LLC and National Financial Services Corporation. Kristine is licensed in several states including California, Connecticut, New York, and Texas.

Firm Information

Kristine Moore is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Kristine Moore’s Registration & Firm History

CT

12/18/2024 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Avon CT)

CT

08/28/2014 - 03/09/2022

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (HAMDEN CT)

CT

09/07/2011 - 07/03/2014

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

CT

01/03/2011 - 08/25/2011

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

CT

05/19/2010 - 01/03/2011

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

NA

08/31/1990 - 05/14/1992

NATIONAL FINANCIAL SERVICES CORPORATION

NA

10/19/1988 - 05/25/1989

FIDELITY BROKERAGE SERVICES, INC.

NA

01/07/1987 - 06/20/1988

FIDELITY BROKERAGE SERVICES, INC.

NA

09/24/1986 - 12/10/1986

FIDELITY DISTRIBUTORS CORPORATION

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Licenses & Designations

BOTH

Issued 09/03/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/31/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2010

Series 7 - General Securities Representative Examination

BC

Issued 09/23/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kristine Marie Moore.
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