Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristine? Claim Your ProfileKristine Koerber is an Investment Advisor Representative with UBS Financial Services Inc. Kristine has been in the securities industry since May 18, 1997 and is registered to provide investment advice in Michigan and Texas. Kristine is licensed to provide financial planning and portfolio management services for individuals, businesses, and institutions. Kristine has previously held positions at BARRINGTON RESEARCH ASSOCIATES, INC., DISCERN SECURITIES, INC., MERRIMAN CAPITAL, INC., JMP SECURITIES LLC, W.R. HAMBRECHT + CO., LLC, BANC OF AMERICA SECURITIES LLC, MONTGOMERY SECURITIES, and CS FIRST BOSTON CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
12/11/2018 - Present
UBS Financial Services Inc. (TROY MI)
IL
04/30/2014 - 03/02/2016
BARRINGTON RESEARCH ASSOCIATES, INC. (CHICAGO IL)
NY
08/26/2013 - 04/16/2014
DISCERN SECURITIES, INC. (NEW YORK NY)
NY
06/14/2011 - 10/12/2011
MERRIMAN CAPITAL, INC. (NEW YORK NY)
CA
10/07/2004 - 09/08/2010
JMP SECURITIES LLC (SAN FRANCISCO CA)
CA
01/13/2000 - 10/12/2004
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
NY
10/01/1997 - 01/05/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
08/06/1996 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
10/16/1991 - 08/15/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
IA
Issued 04/06/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/30/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/04/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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