Unclaimed
Kristine Marie Bachmann is a financial professional with over 30 years of experience in the industry. Kristine is currently registered with Fidelity Brokerage Services LLC in Boston, MA. Previously, Kristine was registered with Fidelity Investments Institutional Services Company, Inc. and Strong Investments, Inc. Kristine holds the Series 6, 7, 26, and 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
02/05/2021 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
KY
01/01/2008 - 09/14/2020
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
06/28/2004 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
WI
08/19/1998 - 05/17/2004
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
RI
08/04/1994 - 07/31/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
10/30/1993 - 11/16/1993
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NA
10/20/1989 - 10/29/1993
CENTURY INVESTORS OF AMERICA, INC.
BC
Issued 11/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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