Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristine? Claim Your ProfileKristine Marie Ashley is a financial advisor with over 9 years of experience in the industry. Kristine is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in South Carolina and Texas. Kristine also has prior experience with First Citizens Investor Services, Inc., First Citizens Securities Corporation, and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
08/01/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (COLUMBIA SC)
SC
01/04/2016 - 05/25/2018
FIRST CITIZENS INVESTOR SERVICES, INC. (Columbia SC)
SC
11/24/2015 - 01/04/2016
FIRST CITIZENS SECURITIES CORPORATION (COLUMBIA SC)
SC
04/30/2012 - 12/24/2013
WELLS FARGO ADVISORS, LLC (COLUMBIA SC)
BOTH
Issued 07/05/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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