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Kristine M Shields

Empower Advisory Group, LLC

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About Kristine M Shields

Kristine Shields is a financial advisor with Empower Advisory Group, LLC and has been in the industry since April 2008. Kristine is registered with FINRA and has a Series 7, Series 66, and Series 6TO license. Empower Advisory Group, LLC is a financial advisory firm that offers financial planning, educational seminars, and portfolio management for individuals. Kristine is a registered investment advisor and has worked with individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations, and state or municipal government entities.

Firm Information

Kristine Shields is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kristine Shields’s Registration & Firm History

CO

03/22/2024 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

OH

03/05/2014 - 03/31/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CINCINNATI OH)

OH

04/04/2007 - 02/25/2014

CETERA INVESTMENT SERVICES LLC (WILMINGTON OH)

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Licenses & Designations

BOTH

Issued 07/02/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/22/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristine M Shields.
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