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Kristine Lucia Matarazzo

THE Vertical Group

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About Kristine Lucia Matarazzo

Kristine Lucia Matarazzo is a financial advisor with over 15 years of experience in the industry. Kristine is currently registered with The Vertical Group in Red Bank, NJ. She is also registered in Florida and New York. Prior to joining The Vertical Group, Kristine was a registered representative with National Securities Corporation, ICAP Corporates LLC, LinkBrokers Derivatives LLC, Elevation, LLC, MF Global Inc., GFI Securities LLC, and Burlington Capital Markets Inc. Kristine holds Series 7, Series 63, and SIE licenses.

Firm Information

Kristine Matarazzo is currently registered with THE Vertical Group. THE Vertical Group is a Limited Liability Company formed on August 11, 2005. The firm is registered in 30 states and is approved to operate by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristine Matarazzo’s Registration & Firm History

NJ

12/15/2021 - Present

THE Vertical Group (RED BANK NJ)

NJ

01/30/2017 - 01/24/2020

NATIONAL SECURITIES CORPORATION (MORGANVILLE NJ)

NJ

04/01/2013 - 03/24/2015

ICAP CORPORATES LLC (JERSEY CITY NJ)

NY

03/11/2013 - 04/29/2013

LINKBROKERS DERIVATIVES LLC (NEW YORK NY)

NJ

06/10/2010 - 01/04/2013

ELEVATION, LLC (JERSEY CITY NJ)

NY

06/09/2006 - 03/10/2010

MF GLOBAL INC. (NEW YORK NY)

NY

05/21/2004 - 06/12/2006

GFI SECURITIES LLC (NEW YORK NY)

NY

01/21/2004 - 04/19/2004

BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/10/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Kristine Lucia Matarazzo. Review regulatory record here.
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