Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristine? Claim Your ProfileKristine Rivas is a financial professional with over 20 years of experience in the industry. Kristine is currently registered with Empower Financial Services, Inc. and has been with the firm since November 2006. Kristine has held the Series 6 and Series 63 registrations since November 2006. Kristine also holds the SIE exam. Previously, Kristine was employed by Janus Distributors, Inc. for several years, from 1997 to 2001.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/08/2006 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
10/22/1997 - 04/20/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
BC
Issued 11/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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