Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristine? Claim Your ProfileKristine Sullivan is a financial advisor at Stifel, Nicolaus & Company, Inc., with 31 years of experience in the financial services industry. Kristine holds a Series 7, Series 6, Series 52, and Series 63 licenses, and has been registered in 42 states. Kristine specializes in providing investment advice and financial planning services to a wide range of clients, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/04/2022 - Present
Stifel, Nicolaus & Company, Inc. (EAST HARWICH MA)
MA
07/01/2003 - 03/08/2022
WELLS FARGO CLEARING SERVICES, LLC (HYANNIS MA)
NY
06/07/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
PA
09/30/1994 - 06/09/2000
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NA
07/19/1983 - 10/24/1986
DOUGHERTY, DAWKINS, STRAND & YOST INCORPORATED
BC
Issued 10/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/18/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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