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Kristine Dawn Sawyer

B. Riley Wealth Advisors, Inc.

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About Kristine Dawn Sawyer

Kristine Dawn Sawyer is a Registered Representative and Investment Adviser Representative with B. Riley Wealth Advisors, Inc. based in Burleson, Texas. Kristine has been working in the financial services industry since June 8, 2011. Kristine has held previous positions with National Securities Corporation and WFG Investments, Inc.. Kristine is also a photographer and owns a rabbitry in Burleson, Texas.

Firm Information

Kristine Sawyer is currently registered with B. Riley Wealth Advisors, Inc.. B. Riley Wealth Advisors, Inc. is a financial advisory firm with approximately $7.64 billion in regulatory assets under management. The firm offers financial planning, pension consulting, and educational seminars, and it provides portfolio management for individuals, businesses, and other investment advisers. The firm serves a variety of client types, including high-net-worth individuals, corporations, and pension and profit-sharing plans. B. Riley Wealth Advisors, Inc. is headquartered in Memphis, Tennessee.
B. Riley Wealth Advisors, Inc.

40 S. MAIN ST.

MEMPHIS, TN 38103

$7.65B

Assets Under Management

40

Total Clients

338

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kristine Sawyer’s Registration & Firm History

TX

12/18/2018 - Present

B. Riley Wealth Advisors, Inc. (Burleson TX)

TX

09/20/2017 - 07/22/2022

NATIONAL SECURITIES CORPORATION (DALLAS TX)

TX

06/08/2011 - 09/21/2017

WFG INVESTMENTS, INC. (DALLAS TX)

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Licenses & Designations

BOTH

Issued 12/02/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristine Dawn Sawyer.
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