Unclaimed
Kristine Lyons is a financial professional with over 25 years of experience in the industry. Kristine is currently registered with DWS Distributors, Inc., a brokerage firm based in Chicago, Illinois. Kristine has a broad range of experience in the financial services industry, including experience with both KEMPER FINANCIAL SERVICES, INC. and DWS Distributors, Inc. Kristine holds the Series 6, 7, 24, and 63 licenses, as well as the SIE exam. Kristine is registered to offer securities and investment advisory services in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/01/1995 - Present
DWS Distributors, Inc. (CHICAGO IL)
NA
10/05/1993 - 02/01/1995
KEMPER FINANCIAL SERVICES, INC.
BC
Issued 12/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/04/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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