Unclaimed
Kristine Cappello is a financial professional with over 2 years of experience in the industry. Kristine is a Registered Representative and a Principal with Vanguard Marketing Corp. She has a Series 7TO, Series 63, Series 24 and SIE license and is registered in 53 states. Kristine is dedicated to providing her clients with personalized financial advice and guidance. She is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/17/2019 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 10/07/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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