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Kristine Ann Buchband

Osaic Wealth, Inc.

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About Kristine Ann Buchband

Kristine Buchband is a financial advisor with Osaic Wealth, Inc. Kristine has been working in the financial services industry since 1990 and has experience with a variety of firms including Morgan Stanley, Lehman Brothers Inc. and Citigroup Global Markets Inc.. Kristine is registered with the state of New York and Florida. Kristine has a strong background in financial planning and investment management and is dedicated to helping clients achieve their financial goals. Kristine is also registered as an insurance agent and offers life insurance and fixed annuity products to her clients.

Firm Information

Kristine Buchband is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kristine Buchband’s Registration & Firm History

NY

11/03/2023 - Present

Osaic Wealth, Inc. (ORCHARD PARK NY)

NY

05/24/2019 - 11/03/2023

FSC SECURITIES CORPORATION (ORCHARD PARK NY)

NY

06/01/2009 - 05/30/2019

MORGAN STANLEY (ORCHARD PARK NY)

NY

09/07/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (ORCHARD PARK NY)

NY

07/31/1993 - 09/18/2007

CITIGROUP GLOBAL MARKETS INC. (WILLIAMSVILLE NY)

NY

06/21/1990 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/04/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/25/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/13/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/23/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kristine Ann Buchband. Review regulatory record here.
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