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Kristine Ann Bailey

APW Capital, Inc.

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About Kristine Ann Bailey

Kristine Bailey is a financial advisor who has been in the industry since 2011. She is currently registered with APW Capital, Inc. in Portsmouth, New Hampshire. Previously, Kristine was with WELLS FARGO CLEARING SERVICES, LLC and WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC. Kristine has passed the Series 7, Series 63, and SIE exams.

Firm Information

Kristine Bailey is currently registered with APW Capital, Inc.. APW Capital, Inc. is a corporation formed in July 1997 and registered in all 50 U.S. states and the District of Columbia. It is SEC-registered and has been involved in two regulatory events and one arbitration matter.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristine Bailey’s Registration & Firm History

NH

08/09/2021 - Present

APW Capital, Inc. (Portsmouth NH)

NH

06/10/2013 - 06/23/2021

WELLS FARGO CLEARING SERVICES, LLC (PORTSMOUTH NH)

NH

08/12/2011 - 05/24/2013

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (PORTSMOUTH NH)

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Licenses & Designations

BC

Issued 11/27/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristine Ann Bailey.
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