Unclaimed
Kristina Zheng is a registered representative with Scotia Capital (usa) Inc. She is licensed in 52 states. Kristina has passed the Series 63, Series 79TO and the SIE exams. Kristina joined Scotia Capital (usa) Inc. on August 1, 2022 and has over a year of experience in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/14/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 10/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/16/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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