Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristina? Claim Your ProfileKristina Wadman Oswald is a financial professional with over 35 years of experience in the financial services industry. Kristina is currently registered with Cetera Investment Advisers LLC and has been active in the industry since 1987. Kristina specializes in providing financial planning and investment advisory services to individuals, families, and businesses. Kristina holds the Series 7, 24, 63 and 65 licenses, as well as the SIE exam. Kristina is also a Certified Financial Planner™ and Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
06/29/2023 - Present
Cetera Investment Advisers LLC (COLLINSVILLE CT)
CT
11/25/1987 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (COLLINSVILLE CT)
IA
Issued 5/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/5/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/16/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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