Unclaimed
Kristina Sergueeva is a registered representative at Houlihan Lokey Capital, Inc. in MIAMI, FL. She is licensed to sell securities in Florida and has been in the industry since June 17, 2019. Kristina holds the Series 63, Series 79, and SIE licenses. She has been with Houlihan Lokey Capital, Inc. since January 8, 2024 and previously worked at 7M SECURITIES, LLC in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/08/2024 - Present
Houlihan Lokey Capital, Inc. (MIAMI FL)
NC
06/13/2019 - 01/03/2024
7M SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 08/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2019
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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