Unclaimed
Kristina Rioux is a financial professional registered in Minnesota and holds Series 63, 79TO and SIE licenses. Kristina is currently employed by Lazard Freres & Co. LLC and has previously worked at Lazard Middle Market LLC. Kristina has been in the financial services industry since April 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
03/31/2022 - Present
Lazard Freres & Co. LLC (MINNEAPOLIS MN)
MN
04/16/2019 - 03/31/2022
LAZARD MIDDLE MARKET LLC (MINNEAPOLIS MN)
BC
Issued 05/13/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/21/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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