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Kristina Rioux

Lazard Freres & Co. LLC

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About Kristina Rioux

Kristina Rioux is a financial professional registered in Minnesota and holds Series 63, 79TO and SIE licenses. Kristina is currently employed by Lazard Freres & Co. LLC and has previously worked at Lazard Middle Market LLC. Kristina has been in the financial services industry since April 2019.

Firm Information

Kristina Rioux is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Kristina Rioux’s Registration & Firm History

MN

03/31/2022 - Present

Lazard Freres & Co. LLC (MINNEAPOLIS MN)

MN

04/16/2019 - 03/31/2022

LAZARD MIDDLE MARKET LLC (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 05/13/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/16/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/21/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristina Rioux.
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