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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristina? Claim Your ProfileKristina Recker is a financial advisor with over 20 years of experience in the industry. Kristina is registered with UBS Financial Services Inc. and has a current Series 7 and Series 66 registration. She is a registered investment advisor in Texas, Pennsylvania, and Maryland. Kristina has been with UBS Financial Services Inc since 2010, and previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Kristina specializes in working with high-net-worth individuals, corporations, and institutions. She provides a variety of financial services including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
07/24/2019 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
10/03/2017 - 07/13/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
06/02/2010 - 10/20/2017
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
PA
06/01/2009 - 06/16/2010
MORGAN STANLEY SMITH BARNEY (CAMP HILL PA)
PA
01/05/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CAMP HILL PA)
TX
08/17/1999 - 01/20/2009
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
BOTH
Issued 07/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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