Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristina? Claim Your ProfileKristina Mayes is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a large firm with assets under management exceeding $1 trillion. Kristina is licensed in Texas and Arkansas, and she has been a financial advisor for more than 10 years. Kristina specializes in investment advice for individuals, corporations, and charitable organizations. She also offers performance measurement reports, allocation modeling, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/28/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WACO TX)
TX
01/05/2022 - 03/09/2024
J.P. MORGAN SECURITIES LLC (WACO TX)
TX
10/08/2007 - 02/27/2009
WACHOVIA SECURITIES, LLC (KINGWOOD TX)
BOTH
Issued 05/26/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/05/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/04/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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