Unclaimed
Kristina Marie Williams is a financial advisor with DFA Securities LLC. Kristina has been in the industry since 2008. Her current office is in Austin, TX. Kristina is registered with FINRA and has passed the Series 7 and SIE exams. Previously, Kristina was with Capital Investment Group, Inc. in Irvine, CA, and with DFA Securities LLC in Santa Monica, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/06/2016 - Present
DFA Securities LLC (AUSTIN TX)
CA
07/01/2013 - 12/23/2013
CAPITAL INVESTMENT GROUP, INC. (IRVINE CA)
CA
07/16/2003 - 07/26/2011
DFA SECURITIES LLC (SANTA MONICA CA)
BC
Issued 02/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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