Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristina? Claim Your ProfileKristina Charles is a registered representative with Morgan Stanley, a firm with over $1.4 trillion in assets under management. Kristina has been in the industry since 2020 and holds the Series 7TO, Series 66 and SIE licenses. Kristina provides investment advice to individuals and businesses and has experience with a wide range of investment products and services. Kristina is registered in 41 states and the District of Columbia and has a strong track record of success in helping clients achieve their financial goals. Prior to joining Morgan Stanley, Kristina worked at Rockefeller Financial LLC and Merrill Lynch. Kristina is an active member of the community and is committed to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/13/2023 - Present
Morgan Stanley (El Segundo CA)
CA
11/22/2021 - 11/14/2023
ROCKEFELLER FINANCIAL LLC (Los Angeles CA)
CA
07/20/2020 - 11/11/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VAN NUYS CA)
BOTH
Issued 08/15/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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