Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristina? Claim Your ProfileKristina Lyn Price is a financial advisor who has been in the financial services industry since 1999. She currently works for Stifel, Nicolaus & Company, Inc. in Waterloo, Iowa. Kristina has a variety of experience with previous employers including UBS Financial Services Inc. and Piper Jaffray & Co. She is licensed in many states across the US and has a variety of licenses and certifications including Series 7, Series 63, Series 65, and Series 66. In addition to her work in financial services, Kristina is also a director for the Spangler Cemetery Association and a notary for the Secretary of State Notary Division in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
04/07/2020 - Present
Stifel, Nicolaus & Company, Inc. (WATERLOO IA)
IA
08/12/2006 - 08/14/2009
UBS FINANCIAL SERVICES INC. (WATERLOO IA)
IA
11/30/2005 - 08/12/2006
PIPER JAFFRAY & CO. (WATERLOO IA)
IA
01/04/2002 - 12/06/2005
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MO
08/20/1999 - 12/21/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
IA
07/30/1999 - 08/26/1999
SECURITIES CORPORATION OF IOWA (CEDAR RAPIDS IA)
BOTH
Issued 09/11/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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