Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristina? Claim Your ProfileKristina Leigh Richards is a financial advisor who has been in the industry since August 2001. Kristina is currently registered with Robert W. Baird & Co. Inc. in Kentucky. Prior to that, Kristina was with J.J.B. HILLIARD, W.L. LYONS, LLC from August 2001 to October 2019. Kristina has a wide range of experience in the financial services industry. Kristina is a registered representative and investment advisor representative in Kentucky. Kristina is a principal in municipal securities and general securities. Kristina holds the Series 66, Series 53, Series 24, and Series 7 licenses. Kristina specializes in working with individuals, high-net-worth individuals, businesses, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, state or municipal government entities, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
10/18/2019 - Present
Robert W. Baird & Co. Inc. (LOUISVILLE KY)
KY
08/31/2001 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
BOTH
Issued 02/14/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/16/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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