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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristina? Claim Your ProfileKristina Newman is a financial advisor with over 20 years of experience in the industry. Kristina has worked with various firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC and Prudential Securities Incorporated. Kristina is currently registered as a broker and investment advisor with Wealthpenn.comllc. Kristina holds a Series 63 and Series 65 licenses, along with Series 7, Series 9 and Series 10 licenses. Kristina has a wide range of experience in financial planning and portfolio management, and is committed to providing her clients with personalized advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
06/08/2016 - Present
Wealthpenn.comllc (Perrysburg OH)
OH
07/02/2009 - 06/10/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PERRYSBURG OH)
OH
07/01/2003 - 07/06/2009
WELLS FARGO ADVISORS, LLC (TOLEDO OH)
NY
06/11/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 3/1/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/16/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/21/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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