Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristina? Claim Your ProfileKristina Franke is an experienced financial advisor with over 16 years in the industry. Kristina currently works at Merrill Lynch, Pierce, Fenner & Smith Inc. and has been a registered representative at the firm since January 2017. Kristina has previously worked at Morgan Stanley and Wells Fargo Advisors. Kristina specializes in portfolio management for individuals and businesses and provides a range of advisory services, including pension consulting, educational seminars, and selection of other advisors. Kristina is licensed to provide advisory services in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/06/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHESTERFIELD MO)
MO
04/26/2011 - 01/31/2017
MORGAN STANLEY (CLAYTON MO)
MO
11/19/2009 - 04/04/2011
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
06/01/2009 - 12/10/2009
MORGAN STANLEY SMITH BARNEY (CLAYTON MO)
MO
10/10/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CLAYTON MO)
BOTH
Issued 09/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2013
Series 3 - National Commodity Futures Examination
BC
Issued 10/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kristina Franke is the right advisor for you? Invested Better is here to help.
