Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristina? Claim Your ProfileKristina Elizabeth Spencer is a registered representative with FEF Distributors, LLC. Kristina has been in the securities industry since 2013 and is licensed to conduct business in 52 states. Kristina holds the Series 6, 7, 24 and 63 licenses. She has worked with Boston Partners Securities, L.L.C. and Neuberger Berman Management LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/29/2021 - Present
FEF Distributors, LLC (NEW YORK NY)
NY
06/04/2015 - 07/09/2021
BOSTON PARTNERS SECURITIES, L.L.C. (NEW YORK NY)
NY
11/27/2013 - 05/19/2015
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
BC
Issued 12/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/26/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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