Unclaimed
Kristina Jackson is an experienced financial professional with over 20 years of experience in the industry. She has a broad range of experience, including working with clients in Raleigh, NC and New York, NY. Kristina is registered with Capfinancial Securities, LLC and has passed numerous industry exams including the Series 7, Series 3, Series 63, and Series 65. Kristina is currently not registered with any state regulators.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/21/2013 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
05/04/2011 - 06/24/2013
HATTERAS CAPITAL (RALEIGH NC)
NY
06/17/1996 - 07/15/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 12/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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