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Kristina Anne gayle Engel

Charles Schwab & CO., Inc.

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About Kristina Anne gayle Engel

Kristina Engel is a financial advisor registered with Charles Schwab & CO., Inc. in Florida. She is also registered as an Investment Advisor Representative in Florida. She has been in the industry since 2019. Kristina has passed the Series 63, Series 65, Series 7TO, Series 9, and Series 10 exams. She has worked for Charles Schwab & CO., Inc. since 2018, and has previous experience with FS Investments, AAA National, Hull & Associates, The UPS Store #4118, Rollins College, and Rollins College, The Crummer Graduate School of Business. She is a wrap fee program sponsor and financial planning advisor referral program provider.

Firm Information

Kristina Engel is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Kristina Engel’s Registration & Firm History

NE

08/12/2021 - Present

Charles Schwab & CO., Inc. (Omaha NE)

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Licenses & Designations

IA

Issued 08/11/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/06/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/02/2019

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/07/2019

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/11/2019

Series 7TO - General Securities Representative Examination

BC

Issued 11/29/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kristina Anne gayle Engel.
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